How to Invest

Once you decide that the Al Frank Funds are for you, the rest is easy. There are two primary ways to invest in the Funds: direct investment and investment through a brokerage account. 

Investing Through Al Frank

To invest directly with the Funds, please:

• Obtain and read the prospectus, available via a click on the link below, or call 888.878.3944 to obtain a copy via U.S. mail.
• Download an application for one of the two types of accounts available: a regular account or an Individual Retirement Account (IRA). Both account applications are available below.
• Funds may be transferred into the IRA using the IRA transfer form, which is also found below.
• Once the required documents are complete, please mail them to the appropriate address, found at the top of each document.

Prospectuses and SAI

Al Frank Fund Summary Prospectus
Al Frank Dividend Value Fund Summary Prospectus
Al Frank Funds Prospectus
Al Frank Funds Statement of Additional Information (SAI)

XBRL Interactive Data File for Al Frank Fund
XBRL Interactive Data File for Al Frank Dividend Value Fund

Annual and Semi-Annual Reports

Annual Report
Semi-Annual Report

Applications and Forms

New Account Application
IRA/Roth IRA Account Application
IRA Transfer Form
Education Savings Account ("ESA")

New account applicants also may wish to review the Statement of Additional Information, while IRA account applicants may wish to review the IRA Disclosure Document.

Investing Through Your Broker 

Interested individuals also may invest in the Al Frank Funds through many broker dealers and fee-based advisors. A list of those firms is available via the following link:

List of Brokers and Advisors

Please contact your broker dealer or fee-based advisor for more information regarding investment in the Al Frank Funds.

Those with other questions or concerns regarding investment in the Al Frank Funds may call 888.878.3944 or e-mail This email address is being protected from spambots. You need JavaScript enabled to view it. .

There is no guarantee that any investment will achieve its objectives, generate positive returns, or avoid losses.

Investors should carefully consider the investment objectives, risks, charges and expenses of the Al Frank Mutual Funds. This and other important information about the Fund is contained in the prospectus, which can be obtained at www.alfrankfunds.com or by calling 888.263.6443. The prospectus should be read carefully before investing. The Al Frank Funds are distributed by Northern Lights Distributors, LLC, member FINRA.

Al Frank Asset Management is not affiliated with Northern Lights Distributors, LLC.

 712-NLD-3/20/2013