How to Invest
Once you decide that the Al Frank Funds are for you, the rest is easy. There are two primary ways to invest in the Funds: direct investment and investment through a brokerage account.
Investing Through Al Frank
To invest directly with the Funds, please:
- Obtain and read the prospectus, available via a click on the link below, or call 888.878.3944 to obtain a copy via U.S. mail.
- Download an application for one of the two types of accounts available: a regular account or an Individual Retirement Account (IRA). Both account applications are available below.
- Funds may be transferred into the IRA using the IRA transfer form, which is also found below.
- Once the required documents are complete, please mail them to the appropriate address, found at the top of each document.
Prospectuses and SAI
Al Frank Fund Summary Prospectus
Al Frank Dividend Value Fund Summary Prospectus
Al Frank Funds Prospectus
Al Frank Funds Statement of Additional Information (SAI)
XBRL Interactive Data File for Al Frank Fund
XBRL Interactive Data File for Al Frank Dividend Value Fund
Annual and Semi-Annual Reports
Annual Report
Semi-Annual Report
Applications and Forms
New Account Application
IRA Account Application
IRA Transfer Form
IRA Distribution Form
New account applicants also may wish to review the Statement of Additional Information, while IRA account applicants may wish to review the IRA Disclosure Document.
Investing Through Your Broker
Interested individuals also may invest in the Al Frank Funds through many broker dealers and fee-based advisors. A list of those firms is available via the following link:
List of brokers and advisors
Please contact your broker dealer or fee-based advisor for more information regarding investment in the Al Frank Funds.
Those with other questions or concerns regarding investment in the Al Frank Funds may call 888.878.3944 or
e-mail info@alfrank.com.