How to Invest

Once you decide that the Al Frank Funds are for you, the rest is easy. There are two primary ways to invest in the Funds: direct investment and investment through a brokerage account. 

To invest directly with the Funds, please:

• Obtain and read the prospectus, available via a click on the image below, or call 888.263.6443 to obtain a copy via U.S. mail.
• Download an application for one of the two types of accounts available: a regular account or an Individual Retirement Account (IRA). Both account applications are available below.
• Funds may be transferred into the IRA using the IRA transfer form, which is also found below.
• Once the required documents are complete, please mail them to the appropriate address, found at the top of each document.

Mutual Fund Prospectus
New Account Application
IRA Account Application
IRA Transfer Form

New account applicants also may wish to review the Statement of Additional Information, while IRA account applicants may wish to review the IRA Disclosure Document.

Interested individuals also may invest in the Al Frank Funds through many broker dealers and fee-based advisors. A list of those firms is available via the following link:

Please contact your broker dealer or fee-based advisor for more information regarding investment in the Al Frank Funds.

Those with other questions or concerns regarding investment in the Al Frank Funds may call 888.263.6443 or
e-mail info@alfrank.com.